SEC Calendar, Holidays, & Deadlines

The SEC's EDGAR filing system is open for submitting files Monday thru Friday 6:00 a.m. to 10:00 p.m. ET, excluding SEC Federal Holidays as listed below. Files submitted after 5:30 p.m. ET will receive the next business day's filing date except for Section 16 Form 3, 4, 5 filings. If a due date is on a weekend or SEC holiday, the filing will be due the next business day.

The SEC will be closed in observance of the following holidays. The EDGAR system will not receive, process or accept filings on these days.

Calendar of SEC & Federal Holidays in 2023

New Year's Day

January 2

Martin Luther King, Jr.

January 17

Washington's Birthday

February 21

Memorial Day

May 30

Juneteenth National Independence Day (observed)

June 20

Independence Day (observed)

July 4

Labor Day

September 5

Columbus Day

October 10

Veterans Day

November 11

Thanksgiving

November 24

Christmas Day (observed)

December 26

Download previous SEC filing calendars: 2022, 2021, 2020, 2019, 2018, 2017, 2016, 2015

To see a complete listing of Federal Holidays for prior and future years click: Federal Holidays.

EDGAR Filing Deadlines

Large Accelerated Filers

Form 10-K

60 days after fiscal year end

NT 10-K

Due on the business day after the 10-K due date.

Late 10-K

After filing an NT 10-K, the deadline for the 10-K is extended 15 calendar days from the actual due date.

Form 10-Q

40 days after quarter end

NT 10-Q

Due on the business day after the 10-Q due date.

Late 10-Q

After filing an NT 10-Q, the deadline for the 10-Q is extended five calendar days from the actual due date.

Form 11-K

Due 180 days after the end of the retirement plan year.

NT 11-K

Due on the business day after the 11-K due date.

Late 11-K

After filing an NT 11-K, the deadline for the 11-K is extended 15 calendar days from the actual due date.

Accelerated Filers

Form 10-K

75 days after fiscal year end

NT 10-K

Due on the business day after the 10-K due date.

Late 10-K

After filing an NT 10-K, the deadline for the 10-K is extended 15 calendar days from the actual due date.

Form 10-Q

40 days after quarter end

NT 10-Q

Due on the business day after the 10-Q due date.

Late 10-Q

After filing an NT 10-Q, the deadline for the 10-Q is extended five calendar days from the actual due date.

Form 11-K

Due 180 days after the end of the retirement plan year.

NT 11-K

Due on the business day after the 11-K due date.

Late 11-K

After filing an NT 11-K, the deadline for the 11-K is extended 15 calendar days from the actual due date.

Non-Accelerated Filers

Form 10-K

90 days after end of fiscal year end

NT 10-K

Due on the business day after the 10-K due date.

Late 10-K

After filing an NT 10-K, the deadline for the 10-K is extended 15 calendar days from the actual due date.

Form 10-Q

45 days after end of quarter end

NT 10-Q

Due on the business day after the 10-Q due date.

Late 10-Q

After filing an NT 10-Q, the deadline for the 10-Q is extended five calendar days from the actual due date.

Form 11-K

Due 180 days after the end of the retirement plan year.

NT 11-K

Due on the business day after the 11-K due date.

Late 11-K

After filing an NT 11-K, the deadline for the 11-K is extended 15 calendar days from the actual due date.

Section 16 Beneficial Ownership Forms

Form 3

Due 10 days after the event an individual becomes a reporting person.

Form 4

Due before end of 2nd business day in which a company insider trades registered securities in the company.

Form 5

Due on or before 45th day after the end of the issuer's fiscal year.

Investment management

N-30D & NCSR

Due to be printed and mailed 60 days following the end of each half-year by investment companies. The EDGAR filing is due ten days after the actual mailing date.

N-Q

Due 60 days after 1st & 3rd fiscal quarter end

NT NCSR

Due on the business day after the NCSR due date.

Late NCSR

Due on the business day after the NCSR due date.

N-PX

Due no later than August 31

N-SAR

Due 60 days after fiscal year end, Interim: 60 days after end of 2nd fiscal quarter

NSAR-B

Due from mutual funds 60 days after the end of the fiscal year.

NSAR-A

Due from mutual funds 60 days after the first half of the fiscal year.

NSAR-U

Due from Unit Investment Trusts 60 days after the end of the fiscal year.

NT NSAR

Due on the business day after the N-SAR due date.

Late NSAR

Due after filing an NT NSAR, the deadline for the N-SAR is extended 15 calendar days from the due date.

N-CSR

Due to be printed and mailed 60 days following end of each half year by investment companies. EDGAR filing is due 10 days after mailing date.

Schedule 13G

Due 45 days following the end of the calendar year

Form 13F

Due 45 days following the end of each fiscal quarter from institutional investment managers

Form 13D

Due 10 days after the acquisition of more than 5% beneficial ownership.

Form 24F-2

Due 90 days following the end of the fiscal year by investment companies.

Foreign Forms

Form 20-F

A foreign private issuer must file no later than six months after the end of the fiscal year.

*Disclaimer*

All information from this webpage is from reputable sources such as the SEC and other Government websites, however its accuracy cannot be guaranteed. We do not offer professional legal counsel. Please consult your legal counsel with any questions.